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Improvements Needed for VBA’s Claims Automation Project

Report Information

Issue Date
Report Number
22-02936-175
VISN
1
State
District
Continental
VA Office
Veterans Benefits Administration (VBA)
Report Author
Office of Audits and Evaluations
Report Type
Review
Major Management Challenges
Benefits for Veterans
Recommendations
4
Questioned Costs
$0
Better Use of Funds
$0
Congressionally Mandated
No

Summary

Summary

Anticipating a surge in disability benefits claims resulting from the passage of the PACT Act, the Veterans Benefits Administration (VBA) launched a project to automate the processing of hypertension (high blood pressure) claims—specifically, claims that request an increased evaluation or rating for this condition. VBA assigns a rating to each service connected disability based on impaired earning capacity; an increased rating would indicate worsening of the disability and increase the veteran’s monthly benefits accordingly. The VA Office of Inspector General (OIG) conducted this proactive review to determine whether the project supported accurate decisions on veterans’ claims while also improving processing timeliness and reducing manual effort. The project automates evidence-gathering tasks including extracting blood pressure readings and hypertension-related medication data from VA treatment records. These are compiled into a summary sheet uploaded to the veteran’s electronic claims folder. Overall, the summary sheets the OIG team reviewed did not contain comprehensive blood pressure reading information that would assist claims processors in accurately deciding the claim. Three other automation project deficiencies were inaccurate decisions, oversight gaps, and unclear metrics. Testing revealed that 27 percent of all claims reviewed (16 of 60 claims) contained inaccurate and inconsistent determinations (1) regarding the predominant blood pressure readings for hypertension or (2) when evidence was sufficient to decide a claim without an exam. This resulted in inaccurate decisions on veterans’ claims. The inaccuracies were largely caused by confusing guidance. Oversight gaps appeared in quality assurance results and monitoring. The team also found that claims processing timeliness metrics did not factor in the high priority given hypertension claims, making it difficult to assess improvement in claims decisions. The OIG recommended implementing technology improvements, ensuring guidance is clear for all claims processors, improving quality assurance and better monitoring the results, and creating or amending metrics.

Open Recommendation Image, SquareOpenClosed and Implemented Recommendation Image, CheckmarkClosed-ImplementedNot Implemented Recommendation Image, X character'Closed-Not Implemented
No. 1
Open Recommendation Image, Square
to Veterans Benefits Administration (VBA)
Implement technology improvements and demonstrate progress to ensure the accuracy and completeness of information on the hypertension summary sheet.
No. 2
Open Recommendation Image, Square
to Veterans Benefits Administration (VBA)
Implement a process to communicate any change in policy, procedure, or the claims processing manual associated with all automated diagnostic codes between the Office of Automated Benefits Delivery, the Office of Policy and Oversight, the Office of Field Operations, and Compensation Service to ensure guidance is clear and consistent for all claims processors.
No. 3
Open Recommendation Image, Square
to Veterans Benefits Administration (VBA)
Implement an improved quality assurance process and monitor the results to ensure the accuracy of hypertension summary sheets and final decisions.
No. 4
Open Recommendation Image, Square
to Veterans Benefits Administration (VBA)
Create or amend metrics to compare the timeliness of claims processing using automation tools versus the traditional process.